Do you have experience with CASS client money and reconciliations with excellent attention to detail?
Our client, a growing international wealth management platform, is looking for an CASS Technical Specialist to join their Bath team.
Your responsibilities:
- Ensure exceptional service and quality in client money and asset reconciliations, meeting KPIs and SLAs
- Plan resources and capacity to manage daily volumes and future demands
- Lead daily huddles, monthly team meetings, and track action items
- Act as the main point of contact for decisions and escalations to the Operations Director
- Monitor and audit team performance for accuracy and efficiency
- Develop and maintain the CASS Risks and Controls matrix, ensuring regulatory compliance
- Oversee the annual CASS audit, liaising with external auditors
- Proactively suggest improvements for CASS controls and risk-based testing
- Ensure team compliance with CASS regulations, GDPR, and confidentiality standards
- Analyse risk metrics, escalate issues, and support CASS breach resolutions
Your skills:
- Strong technical understanding of the FCA CASS sourcebook and CASS audit standards
- Experience with CASS client money and asset reconciliations, and a solid grasp of risk management frameworks
- Excellent communication and presentation skills, able to engage stakeholders at all levels
- Ability to prioritise tasks and manage workloads to meet service targets with exceptional attention to detail
- Proactive problem-solving approach with strong analytical skills and a growth mindset
- Relevant CASS qualification (e.g., CISI IOC certificate) or applicable degree
If this sounds like you, please apply today!